Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sylvia? Claim Your ProfileSylvia Guinan is a financial advisor with Wells Fargo Clearing Services, LLC. Sylvia is based in NEWPORT BEACH, CA and has been in the industry since December 1998. Sylvia has been a registered representative of Wells Fargo Clearing Services, LLC since November 2016. She has earned both Series 7 and Series 63 licenses, as well as the Series 65 license for Investment Advisor Representatives. In addition to financial services, Sylvia is involved with a variety of other business endeavors and is the author of a book.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
07/25/2024 - Present
Wells Fargo Clearing Services, LLC (NEWPORT BEACH CA)
CT
12/07/1998 - 06/04/2009
CITIGROUP GLOBAL MARKETS INC. (HARTFORD CT)
IA
Issued 12/18/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/16/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/27/1998
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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