Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sylvia? Claim Your ProfileSylvia Haltenhof is a financial professional with over 16 years of experience in the financial services industry. Sylvia is currently registered with UBS Financial Services Inc. and has a proven track record of providing investment advice and financial planning services to a wide range of clients. Throughout Sylvia's career, Sylvia has held positions at several prominent firms, including Morgan Stanley, Citigroup Global Markets Inc., and Northern Trust Securities, Inc.. Sylvia holds the Series 7, Series 11, and Series 63 licenses, as well as the Securities Industry Essentials Examination.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
FL
11/10/2023 - Present
UBS Financial Services Inc. (MIAMI FL)
FL
06/19/2013 - 11/16/2023
MORGAN STANLEY (Miami FL)
FL
04/03/2012 - 06/12/2013
UBS FINANCIAL SERVICES INC. (MIAMI FL)
FL
01/11/2010 - 03/14/2012
CITIGROUP GLOBAL MARKETS INC. (MIAMI FL)
FL
05/13/2009 - 12/11/2009
NORTHERN TRUST SECURITIES, INC. (MIAMI FL)
FL
03/01/2007 - 03/23/2009
STANFORD GROUP COMPANY (MIAMI FL)
BC
Issued 08/19/2009
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/26/2009
Series 7 - General Securities Representative Examination
BC
Issued 02/28/2007
Series 11 - Assistant Representative-Order Processing Qualification Exam
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Sylvia Haltenhof is the right advisor for you? Invested Better is here to help.
