Unclaimed
Sylvia McGovern is a registered representative with Citigroup Global Markets Inc. and has been in the industry since 2008. Sylvia holds a Series 66 license and several other securities licenses. Sylvia previously worked at Carnegie, Inc. and Ameriprise Financial Services, Inc. Sylvia is a licensed Investment Advisor Representative in the state of New York. Sylvia’s firm, Citigroup Global Markets Inc., manages over $50 billion in assets and has a wide range of advisory services including financial planning, portfolio management, asset allocation advice, and pension consulting.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NY
07/28/2022 - Present
Citigroup Global Markets Inc. (Bay Shore NY)
NY
03/10/2022 - 05/31/2022
CARNEGIE, INC. (NEW YORK NY)
NY
11/03/2011 - 02/23/2022
CITIGROUP GLOBAL MARKETS INC. (MELVILLE NY)
NY
04/16/2008 - 10/21/2011
AMERIPRISE FINANCIAL SERVICES, INC. (ROCKVILLE CENTRE NY)
BOTH
Issued 03/12/2012
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/11/2009
Series 24 - General Securities Principal Examination
BC
Issued 03/31/2009
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 02/23/2009
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 04/01/2022
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/15/2008
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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