Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sylvia? Claim Your ProfileSylvia Lim is a financial professional with over 15 years of experience in the securities industry. Sylvia has been registered with Fidelity Brokerage Services LLC since 2022. Previously, Sylvia worked for Wells Fargo Clearing Services, LLC, Citigroup Global Markets Inc., Credit Suisse Securities (USA) LLC, and Deutsche Bank Securities Inc. Sylvia holds the Series 7, Series 9, Series 10, and Series 63 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NJ
03/29/2022 - Present
Fidelity Brokerage Services LLC (JERSEY CITY NJ)
NY
02/12/2015 - 11/11/2020
WELLS FARGO CLEARING SERVICES, LLC (NEW YORK NY)
NY
05/16/2014 - 01/16/2015
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NY
05/09/2011 - 05/12/2014
CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)
NY
01/20/2006 - 05/10/2011
DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)
BC
Issued 06/26/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/12/2012
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 12/09/2011
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/19/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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