Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sylvia? Claim Your ProfileSylvia Irene Arellano is a financial professional who has been in the industry since July 2, 1998. She is currently registered with Charles Schwab & CO., Inc. and has a branch office in Lone Tree, CO. Sylvia Irene Arellano is also registered as an Investment Advisor Representative in Colorado and Texas. She has previously worked for several other firms, including PFPC Distributors, Inc., FPS Broker Services, Inc., and PRUCO Securities Corporation. Sylvia Irene Arellano has several certifications and licenses, including Series 6, Series 7, and Series 66.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
1
2
CO
01/02/2020 - Present
Charles Schwab & CO., Inc. (Lone Tree CO)
CO
09/19/2007 - 01/02/2014
CHARLES SCHWAB & CO., INC. (ENGLEWOOD CO)
TX
12/12/2001 - 12/20/2005
CHARLES SCHWAB & CO., INC. (WESTLAKE TX)
ME
06/02/1997 - 11/13/2001
PFPC DISTRIBUTORS, INC. (PORTLAND ME)
PA
04/11/1997 - 06/04/1997
FPS BROKER SERVICES, INC. (KING OF PRUSSIA PA)
NJ
08/11/1993 - 11/15/1994
PRUCO SECURITIES CORPORATION (NEWARK NJ)
BOTH
Issued 10/08/2014
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/31/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/05/2002
Series 7 - General Securities Representative Examination
BC
Issued 04/09/1997
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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