Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sylvia? Claim Your ProfileSylvia Howe is a financial professional with over 17 years of experience in the financial services industry. Sylvia has worked with Raymond James & Associates, Inc. since 2013, and has previously worked at firms like Merrill Lynch, Pierce, Fenner & Smith Incorporated, Sterne, Agee & Leach, Inc., and Morgan Stanley DW Inc. Sylvia holds a Series 66, SIE, Series 31, and Series 7 license and is registered to provide financial advice in Arkansas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
AR
05/14/2013 - Present
Raymond James & Associates, Inc. (FORT SMITH AR)
AR
08/18/2008 - 12/22/2011
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (FORT SMITH AR)
AR
07/05/2005 - 06/26/2008
STERNE, AGEE & LEACH, INC. (FORT SMITH AR)
NY
10/21/2004 - 07/07/2005
MORGAN STANLEY DW INC. (PURCHASE NY)
BOTH
Issued 11/03/2004
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/24/2005
Series 31 - Futures Managed Funds Examination
BC
Issued 10/20/2004
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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