Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sylvia? Claim Your ProfileSylvia Garza gonzalez has been in the financial services industry since 2015 and is currently registered with Fidelity Brokerage Services LLC. Previously, Sylvia Garza gonzalez was registered with Farmers Financial Solutions, LLC, BBVA Securities Inc., BBVA Compass Investment Solutions, Inc, Chase Investment Services Corp., and Compass Brokerage, Inc. Sylvia Garza gonzalez is licensed to conduct securities business in 53 states and the District of Columbia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
RI
05/09/2024 - Present
Fidelity Brokerage Services LLC (SMITHFIELD RI)
TX
09/25/2018 - 05/28/2021
FARMERS FINANCIAL SOLUTIONS, LLC (STAFFORD TX)
TX
05/16/2013 - 10/25/2016
BBVA SECURITIES INC. (THE WOODLANDS TX)
TX
01/24/2013 - 05/16/2013
BBVA COMPASS INVESTMENT SOLUTIONS, INC (THE WOODLANDS TX)
IL
12/01/2003 - 12/31/2004
CHASE INVESTMENT SERVICES CORP. (CHICAGO IL)
AL
01/11/2002 - 11/05/2003
COMPASS BROKERAGE, INC. (BIRMINGHAM AL)
BC
Issued 06/20/2024
Series 63 - Uniform Securities Agent State Law Examination
BOTH
Issued 08/13/2014
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/27/2022
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/23/2013
Series 7 - General Securities Representative Examination
BC
Issued 01/10/2002
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
Not sure Sylvia Garza gonzalez is the right advisor for you? Invested Better is here to help.
