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Sylvia E Kwon

Pruco Securities, LLC

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About Sylvia E Kwon

Sylvia Kwon is a registered representative with Pruco Securities, LLC. Sylvia is located in Los Angeles, CA and has been in the industry since January 22, 2018. Sylvia has passed the Series 63, SIE and Series 6 exams and has a BC Scope. Sylvia is registered in California. Sylvia is a financial advisor and is able to assist clients with a wide range of financial needs.

Firm Information

Sylvia Kwon is currently registered with Pruco Securities, LLC. Pruco Securities, LLC is a Limited Liability Company formed in 2003 and headquartered in Newark, NJ. The firm provides investment advisory services including selection of other advisers. They primarily serve high-net-worth individuals, individuals other than high-net-worth, corporations or other businesses, and trust and estate accounts. Pruco Securities, LLC is registered with the SEC and all 50 states and has over 113,000 accounts under management.
Pruco Securities, LLC

751 BROAD STREET

NEWARK, NJ 07102-3777

$16.38B

Assets Under Management

2,286

Total Clients

3,605

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

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Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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other

Compensation from lpl enterprise, llc

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Sylvia Kwon’s Registration & Firm History

CA

03/19/2018 - Present

Pruco Securities, LLC (LOS ANGELES CA)

CA

05/18/2017 - 07/11/2017

PRUCO SECURITIES, LLC. (LOS ANGELES CA)

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Licenses & Designations

BC

Issued 02/17/2018

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/18/2017

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Sylvia E Kwon.
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