Unclaimed
Sylvia Kwon is a registered representative with Pruco Securities, LLC. Sylvia is located in Los Angeles, CA and has been in the industry since January 22, 2018. Sylvia has passed the Series 63, SIE and Series 6 exams and has a BC Scope. Sylvia is registered in California. Sylvia is a financial advisor and is able to assist clients with a wide range of financial needs.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Compensation from lpl enterprise, llc
1
2
CA
03/19/2018 - Present
Pruco Securities, LLC (LOS ANGELES CA)
CA
05/18/2017 - 07/11/2017
PRUCO SECURITIES, LLC. (LOS ANGELES CA)
BC
Issued 02/17/2018
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/18/2017
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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