Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sylvester? Claim Your ProfileSylvester Thomas is a financial advisor with over 38 years of experience in the industry. Sylvester is registered with Cetera Investment Advisers LLC and has a branch office in EDINA, Minnesota. Sylvester was previously registered with Foresters Financial Services, Inc., Securian Financial Services, Inc., NYLIFE Securities LLC and PRUCO Securities, LLC. Sylvester Thomas holds multiple licenses and certifications, including Series 6, 7, 24, 26, 51, 63, and 65.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
MN
06/20/2019 - Present
Cetera Investment Advisers LLC (EDINA MN)
MN
06/27/2018 - 06/25/2019
FORESTERS FINANCIAL SERVICES, INC. (EDINA MN)
MA
01/06/2015 - 05/25/2018
SECURIAN FINANCIAL SERVICES, INC. (Longmeadow MA)
FL
03/26/2012 - 12/16/2014
NYLIFE SECURITIES LLC (JACKSONVILLE FL)
FL
03/15/1983 - 02/03/2012
PRUCO SECURITIES, LLC. (JACKSONVILLE FL)
BC
Issued 08/24/2002
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 05/08/2001
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/21/2007
Series 24 - General Securities Principal Examination
BC
Issued 07/21/2004
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 05/10/1999
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/12/2002
Series 7 - General Securities Representative Examination
BC
Issued 03/07/1983
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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