Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sylvester? Claim Your ProfileSylvester Thomas is an investment advisor representative with Cetera Investment Advisers LLC in EDINA, Minnesota. Sylvester has been in the securities industry since March 1983. Sylvester is registered with the state of Minnesota as an Investment Advisor Representative. Sylvester has passed the Series 6, Series 7, Series 24, Series 26, Series 51, Series 63, and Series 65 exams. Sylvester has worked for several firms in the past, including Foresters Financial Services, Inc., Securian Financial Services, Inc., NYLIFE Securities LLC, and Pruco Securities, LLC. Sylvester's firm, Cetera Investment Advisers LLC, provides financial planning, pension consulting, educational seminars, selection of other advisors, portfolio management for businesses, and portfolio management for individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
MN
06/20/2019 - Present
Cetera Investment Advisers LLC (EDINA MN)
MN
06/27/2018 - 06/25/2019
FORESTERS FINANCIAL SERVICES, INC. (EDINA MN)
MA
01/06/2015 - 05/25/2018
SECURIAN FINANCIAL SERVICES, INC. (Longmeadow MA)
FL
03/26/2012 - 12/16/2014
NYLIFE SECURITIES LLC (JACKSONVILLE FL)
FL
03/15/1983 - 02/03/2012
PRUCO SECURITIES, LLC. (JACKSONVILLE FL)
BC
Issued 8/24/2002
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 5/8/2001
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/21/2007
Series 24 - General Securities Principal Examination
BC
Issued 7/21/2004
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 5/10/1999
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 4/12/2002
Series 7 - General Securities Representative Examination
BC
Issued 3/7/1983
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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