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Sylvester Brown

Transamerica Financial Advisors, Inc.

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About Sylvester Brown

Sylvester Brown is a financial advisor with Transamerica Financial Advisors, Inc. in Cincinnati, OH. Sylvester has been in the industry since 1978, and has a wealth of experience providing investment advice. Sylvester's expertise includes providing investment advice for individuals, high-net-worth individuals, corporations, businesses, pension and profit sharing plans, and charitable organizations. Sylvester is registered to provide investment advice in Ohio. Sylvester is also a registered representative of LPL Financial LLC.

Firm Information

Sylvester Brown is currently registered with Transamerica Financial Advisors, Inc.. Transamerica Financial Advisors, Inc. is a registered investment advisor with over 1,100 investment advisor representatives, managing $1 billion to $10 billion in client assets. The firm offers a range of services, including portfolio management for individuals, selection of other advisors, and wrap fee program participation. It has been in business since 1984 and is headquartered in St. Petersburg, FL. The firm serves a diverse clientele, including individuals, high-net-worth individuals, pension plans, corporations, charitable organizations, and other institutions.
Transamerica Financial Advisors, Inc.

570 CARILLON PARKWAY

ST PETERSBURG, FL 33716-1202

$1.62B

Assets Under Management

Not reported

Total Clients

2,487

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Sylvester Brown’s Registration & Firm History

OH

03/14/2016 - Present

Transamerica Financial Advisors, Inc. (CINCINNATI OH)

OH

07/09/2008 - 12/31/2011

LPL FINANCIAL LLC (CINCINNATI OH)

GA

04/12/2002 - 07/11/2008

WORLD GROUP SECURITIES, INC. (DULUTH GA)

GA

05/29/1997 - 04/12/2002

WMA SECURITIES, INC. (DULUTH GA)

MA

12/13/1978 - 07/28/1995

JOHN HANCOCK DISTRIBUTORS, INC. (BOSTON MA)

MA

12/13/1978 - 07/28/1995

JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY (BOSTON MA)

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Licenses & Designations

BC

Issued 05/31/1985

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 05/22/2003

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 11/30/2021

Series 6TO - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 11/29/2021

SIE - Securities Industry Essentials Examination

BC

Issued 12/04/1978

Series 1 - Registered Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Sylvester Brown. Review regulatory record here.
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