Unclaimed
Sylvester Anthony Mallardi has been in the financial industry since 1988. Sylvester is currently registered with American Portfolios Financial Services, Inc. Sylvester holds Series 6, Series 63 and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
06/02/2003 - Present
American Portfolios Financial Services, Inc. (Hauppauge NY)
NY
08/09/1989 - 06/07/2003
NATHAN & LEWIS SECURITIES, INC. (NEW YORK NY)
NE
10/27/1988 - 09/16/1989
MUTUAL OF OMAHA FUND MANAGEMENT COMPANY (OMAHA NE)
IA
Issued 02/09/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/15/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/19/1988
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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