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Sylvester Anthony Mallardi

American Portfolios Financial Services, Inc.

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About Sylvester Anthony Mallardi

Sylvester Anthony Mallardi has been in the financial industry since 1988. Sylvester is currently registered with American Portfolios Financial Services, Inc. Sylvester holds Series 6, Series 63 and SIE licenses.

Firm Information

Sylvester Mallardi is currently registered with American Portfolios Financial Services, Inc.. American Portfolios Financial Services, Inc. is a corporation approved in April 1990, registered in 53 states and the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

154

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Sylvester Mallardi’s Registration & Firm History

NY

06/02/2003 - Present

American Portfolios Financial Services, Inc. (Hauppauge NY)

NY

08/09/1989 - 06/07/2003

NATHAN & LEWIS SECURITIES, INC. (NEW YORK NY)

NE

10/27/1988 - 09/16/1989

MUTUAL OF OMAHA FUND MANAGEMENT COMPANY (OMAHA NE)

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Licenses & Designations

IA

Issued 02/09/1998

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 10/15/1988

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/19/1988

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Sylvester Anthony Mallardi. Review regulatory record here.
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