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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sylvan? Claim Your ProfileSylvan Garfunkel is a financial advisor registered with Citigroup Global Markets Inc. Sylvan has been in the industry since 2012 and has experience working with various firms, including J.P. Morgan Securities LLC and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Sylvan holds Series 63, 65, 7, 79, and 82 licenses and has worked in both New Jersey and New York. Sylvan can provide financial planning services and other advice to individuals, businesses, and high-net-worth clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NY
08/17/2021 - Present
Citigroup Global Markets Inc. (CEDARHURST NY)
NY
08/19/2016 - 03/20/2020
J.P. MORGAN SECURITIES LLC (FLUSHING NY)
NY
05/01/2014 - 08/12/2016
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (BAYSIDE NY)
CT
04/03/2012 - 05/02/2014
CHATSWORTH SECURITIES LLC (GREENWICH CT)
IA
Issued 06/09/2014
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/08/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/20/2013
Series 7 - General Securities Representative Examination
BC
Issued 06/19/2012
Series 82 - Limited Representative-Private Securities Offerings
BC
Issued 04/02/2012
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
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Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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