Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sylvan? Claim Your ProfileSylvan Ganz is a financial advisor with over 27 years of experience in the financial services industry. Sylvan currently works for Wells Fargo Clearing Services, LLC and previously worked at Wells Fargo Investments, LLC, Wells Fargo Securities Inc., and First Interstate Investments, Inc. Sylvan Ganz specializes in providing investment consulting services to institutional clients and financial planning. He also holds Series 7, 9, 10, 24, 53, and 63 securities licenses and a Series 65 investment advisor license.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MO
01/03/2011 - Present
Wells Fargo Clearing Services, LLC (ST. LOUIS MO)
AZ
09/23/2003 - 01/03/2011
WELLS FARGO INVESTMENTS, LLC (SCOTTSDALE AZ)
CA
12/13/2000 - 07/10/2003
WELLS FARGO INVESTMENTS, LLC (SAN FRANCISCO CA)
CA
08/19/1996 - 05/02/2001
WELLS FARGO SECURITIES INC. (SAN FRANCISCO CA)
MN
07/14/1999 - 12/13/2000
WELLS FARGO BROKERAGE SERVICES, L.L.C. (MINNEAPOLIS MN)
NA
06/23/1995 - 08/19/1996
FIRST INTERSTATE INVESTMENTS,INC.
MN
01/06/1993 - 11/16/1993
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
01/06/1993 - 11/16/1993
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
IA
Issued 04/17/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/24/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/07/2002
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/20/2000
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 09/13/1999
Series 53 - Municipal Securities Principal Examination
BC
Issued 11/17/1997
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/04/1993
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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