Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Syed? Claim Your ProfileSyed Wasi Ahmed is a financial advisor with over 15 years of experience in the industry. Syed is currently registered with HSBC Securities (USA) Inc. and holds a variety of licenses and certifications, including the Series 7, 10, 24, 31, 63, 66, 99TO and SIE exams. Syed has previously worked with CITI PRIVATE ADVISORY, LLC, CITIGROUP GLOBAL MARKETS INC., MORGAN STANLEY, and WELLS FARGO CLEARING SERVICES, LLC. Syed has experience working with a variety of clients, including high-net-worth individuals, corporations, and pooled investment vehicles. Syed is a specialist in investment advisory services, portfolio management, and asset allocation recommendations. Syed Wasi Ahmed provides services based on a variety of compensation arrangements, including fixed fees, percentage of assets, and performance-based fees.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Provide asset alloc recommendations & based upon such recommendations 3rd party adv to manage assets pursuant to client approval
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
FL
07/11/2023 - Present
Hsbc Securities (usa) Inc. (MIAMI FL)
NY
07/21/2022 - 06/28/2023
CITI PRIVATE ADVISORY, LLC (New York NY)
NY
07/21/2022 - 06/28/2023
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NY
08/16/2021 - 07/21/2022
MORGAN STANLEY (New York NY)
NJ
08/03/2007 - 08/04/2021
WELLS FARGO CLEARING SERVICES, LLC (SUMMIT NJ)
NY
10/12/2005 - 05/24/2006
JOSEPH STEVENS & COMPANY, INC. (NEW YORK NY)
BOTH
Issued 08/14/2017
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/23/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/14/2021
Series 24 - General Securities Principal Examination
BC
Issued 12/03/2012
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 04/09/2012
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 08/05/2022
Series 31 - Futures Managed Funds Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/11/2005
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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