Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Syed? Claim Your ProfileSyed Waqar Ali is a registered representative with Merrill Lynch, Pierce, Fenner & Smith Inc. in Virginia. Syed Waqar Ali has been in the industry for over 4 years and holds Series 7, 63, 65, and 66 licenses. Syed Waqar Ali has worked at Merrill Lynch, Pierce, Fenner & Smith Inc., Truist Investment Services, Inc., and SunTrust Investment Services Inc. Syed Waqar Ali has a proven track record of helping individuals, families, and businesses achieve their financial goals. Syed Waqar Ali is committed to providing his clients with personalized service and a comprehensive approach to financial planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
VA
08/14/2024 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (HARRISONBURG VA)
VA
04/15/2019 - 09/10/2021
TRUIST INVESTMENT SERVICES, INC. (CHARLOTTESVILLE VA)
BOTH
Issued 08/13/2024
Series 66 - Uniform Combined State Law Examination
IA
Issued 03/09/2020
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/06/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/16/2024
Series 7TO - General Securities Representative Examination
BC
Issued 03/07/2024
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 04/08/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Syed Ali is the right advisor for you? Invested Better is here to help.
