Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Syed? Claim Your ProfileSyed Saad Ali faizi is a financial professional with Fidelity Brokerage Services LLC. Syed Saad Ali faizi is registered with the state of Texas and 52 other states. Syed Saad Ali faizi has been in the industry since 2021. Syed Saad Ali faizi has passed the Series 7TO, SIE, Series 9 and Series 10 exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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TX
12/01/2021 - Present
Fidelity Brokerage Services LLC (WESTLAKE TX)
BC
Issued 01/18/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/03/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 12/07/2022
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 11/30/2021
Series 7TO - General Securities Representative Examination
BC
Issued 09/17/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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