Unclaimed
Syed R Imteaz is a financial professional with over 16 years of experience in the industry. Syed is currently registered with ICR Capital LLC in New York. Previously Syed was registered with Matthews South, LLC in San Mateo, California. Syed has also held previous roles with Barclays Capital Inc. and Lehman Brothers Inc. Syed holds FINRA Series 7, 24, 63, 79TO and SIE licenses. Syed is registered in both California and New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
07/19/2021 - Present
ICR Capital LLC (NEW YORK NY)
CA
04/16/2020 - 06/04/2021
MATTHEWS SOUTH, LLC (SAN MATEO CA)
NY
09/22/2008 - 04/28/2020
BARCLAYS CAPITAL INC. (NEW YORK NY)
NY
10/17/2005 - 09/22/2008
LEHMAN BROTHERS INC. (NEW YORK NY)
BC
Issued 01/23/2009
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/26/2022
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/15/2005
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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