Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Syed? Claim Your ProfileSyed Mohammed ali Farooq is a registered representative with Forefront, and is licensed in Texas and California. He is also registered as an investment advisor representative in Texas and California. Syed Mohammed ali Farooq has been in the industry since 2008, and has experience with WestPark Capital, INC., Protected Investors of America, Saturna Brokerage Services, INC, B. C. Ziegler and Company and Merrill Lynch, Pierce, Fenner & Smith Incorporated. He holds Series 66, Series 7 and SIE licenses. Syed Mohammed ali Farooq's current firm, Forefront, offers a range of services including financial planning, educational seminars and portfolio management for individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Referral fees and revenue share for referrals to third parties
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2
TX
10/16/2023 - Present
Forefront (AUSTIN TX)
CA
08/02/2016 - 10/17/2023
WESTPARK CAPITAL, INC. (Irvine CA)
CA
03/21/2014 - 05/02/2016
PROTECTED INVESTORS OF AMERICA (SAN FRANCISCO CA)
WA
04/12/2010 - 12/17/2012
SATURNA BROKERAGE SERVICES, INC (BELLINGHAM WA)
IL
02/25/2009 - 03/01/2010
B. C. ZIEGLER AND COMPANY (CHICAGO IL)
IL
01/01/2007 - 01/05/2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (SCHAUMBURG IL)
BOTH
Issued 08/31/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/27/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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