Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Syed? Claim Your ProfileSyed Faisal Afzaal is a financial professional with over 20 years of experience in the industry. Syed is currently registered with J.P. Morgan Securities LLC and has been with the firm since October 2012. Previously, Syed held positions at Chase Investment Services Corp., Merrill Lynch, Pierce, Fenner & Smith Incorporated, BANC of America Investment Services, Inc., WM Financial Services, Inc., IMS Securities, Inc., PRUCO Securities, LLC., American Express Financial Advisors Inc., and IDS Life Insurance Company. Syed holds a Series 7, SIE, and Series 66 license. Syed specializes in providing financial planning, pension consulting, and portfolio management services to individuals, businesses, and institutions. Syed also has experience working with high-net-worth individuals and institutions, corporations, and other businesses. Syed is currently an owner/partner of a cookie shop franchise named Crave Cookies.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
TX
10/01/2012 - Present
J.p. Morgan Securities LLC (Houston TX)
TX
12/08/2009 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (HOUSTON TX)
TX
10/23/2009 - 12/02/2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (HOUSTON TX)
TX
08/29/2008 - 10/23/2009
BANC OF AMERICA INVESTMENT SERVICES, INC. (HOUSTON TX)
TX
08/23/2006 - 09/02/2008
CHASE INVESTMENT SERVICES CORP. (HOUSTON TX)
TX
12/08/2005 - 08/21/2006
WM FINANCIAL SERVICES, INC. (HOUSTON TX)
TX
03/08/2004 - 12/13/2005
IMS SECURITIES, INC. (HOUSTON TX)
NJ
02/01/2000 - 02/23/2004
PRUCO SECURITIES, LLC. (NEWARK NJ)
MN
12/15/1999 - 01/24/2000
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
12/15/1999 - 01/24/2000
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
BOTH
Issued 04/23/1999
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/14/1999
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe C2 Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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