Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Syed? Claim Your ProfileSyed Abdul Rumin is a financial advisor who has been in the industry for over 17 years. Syed Abdul has experience working with a variety of clients, including individuals, corporations, and institutional investors. Syed Abdul is currently registered with Merrill Lynch, Pierce, Fenner & Smith Incorporated and has been with the firm since September 2023. Prior to that, Syed Abdul worked at Lombard Securities Incorporated and Cetera Advisors LLC. Syed Abdul has a strong background in financial planning, investment management, and retirement planning. Syed Abdul is committed to providing his clients with personalized financial advice and guidance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MD
10/30/2023 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (NORTH BETHESDA MD)
MD
03/07/2016 - 10/04/2023
LOMBARD SECURITIES INCORPORATED (BALTIMORE MD)
MD
06/13/2014 - 02/10/2016
CETERA ADVISORS LLC (BETHESDA MD)
MD
11/06/2013 - 03/13/2014
MML INVESTORS SERVICES, LLC (ROCKVILLE MD)
MD
01/11/2010 - 10/03/2013
H. BECK, INC. (BETHESDA MD)
MD
05/15/2006 - 01/06/2010
METLIFE SECURITIES INC. (ROCKVILLE MD)
MD
04/07/2006 - 07/09/2007
METROPOLITAN LIFE INSURANCE COMPANY (ROCKVILLE MD)
IA
Issued 1/9/2021
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 7/26/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 3/15/2018
Series 7 - General Securities Representative Examination
BC
Issued 4/6/2006
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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