Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Syed? Claim Your ProfileSyed Asif Hussain is a financial advisor with LPL Financial LLC. Syed has been in the industry since December 14, 2005. He is registered with the state of New Jersey and has a Series 66, Series 9, Series 10, Series 4, Series 53, Series 24, Series 52TO, Series 31, and Series 7. Syed is also registered with the state of New Jersey as an Investment Advisor Representative. Syed's previous employers include J.P. Morgan Securities LLC, Chase Investment Services Corp., Merrill Lynch, Pierce, Fenner & Smith Incorporated, and Morgan Stanley DW Inc. Syed Asif Hussain provides a wide range of financial services, including financial planning, portfolio management, and consulting.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
NJ
05/01/2023 - Present
LPL Financial LLC (MT. LAUREL NJ)
NJ
09/14/2021 - 03/28/2022
LPL FINANCIAL LLC (CHESTER NJ)
NJ
10/01/2012 - 07/01/2021
J.P. MORGAN SECURITIES LLC (Paramus NJ)
NJ
05/22/2006 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (SUMMIT NJ)
NY
03/03/2006 - 05/26/2006
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
08/06/2004 - 09/27/2005
MORGAN STANLEY DW INC. (PURCHASE NY)
BOTH
Issued 10/29/2004
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 03/30/2012
Series 4 - Registered Options Principal Examination
BC
Issued 12/29/2009
Series 53 - Municipal Securities Principal Examination
BC
Issued 09/17/2008
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/09/2004
Series 31 - Futures Managed Funds Examination
BC
Issued 08/05/2004
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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