Unclaimed
Syed Ali Abbas Jaffri is an investment banking registered representative with UBS Securities LLC, located in San Francisco, California. He has been active in the industry since September 2023. Before joining UBS Securities LLC, Syed Ali Abbas Jaffri was with CREDIT SUISSE SECURITIES (USA) LLC. He has passed the Investment Banking Registered Representative Examination and the Securities Industry Essentials Examination.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CA
09/29/2023 - Present
UBS Securities LLC (SAN FRANCISCO CA)
CA
09/11/2023 - 09/29/2023
CREDIT SUISSE SECURITIES (USA) LLC (San Francisco CA)
BC
Issued 09/09/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 08/26/2023
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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