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Syed Ahmed Shah

Scotia Capital (usa) Inc.

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About Syed Ahmed Shah

Syed Ahmed Shah is a financial professional with Scotia Capital (usa) Inc. Syed Ahmed Shah holds the Series 63, Series 79TO, and SIE licenses. Syed Ahmed Shah has been in the industry since 2021 and is registered in 52 states.

Firm Information

Syed Shah is currently registered with Scotia Capital (usa) Inc.. Scotia Capital (usa) Inc. is a corporation formed in 1939 and headquartered in the United States. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia and Puerto Rico.

Not reported

Assets Under Management

Not reported

Total Clients

108

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Syed Shah’s Registration & Firm History

NY

08/09/2021 - Present

Scotia Capital (usa) Inc. (NEW YORK NY)

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Licenses & Designations

BC

Issued 04/26/2021

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 08/07/2021

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 07/17/2021

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Syed Ahmed Shah.
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