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Syed A Altaf

Robinhood Financial, LLC

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About Syed A Altaf

Syed Altaf is a financial professional with experience in the securities industry. Syed is currently registered with Robinhood Financial, LLC and has been active in the industry since July 2020. Syed has passed the Series 7TO, Series 63 and SIE exams. Syed is registered in all 50 states and the District of Columbia. Syed's previous employers include MORGAN STANLEY and E*TRADE SECURITIES LLC.

Firm Information

Syed Altaf is currently registered with Robinhood Financial, LLC. Robinhood Financial, LLC is a Limited Liability Company formed in August 2012. The firm is registered in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. Robinhood Financial, LLC has been the subject of 52 regulatory events and 5 arbitration disclosures.

Not reported

Assets Under Management

Not reported

Total Clients

302

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Syed Altaf’s Registration & Firm History

IL

03/01/2024 - Present

Robinhood Financial, LLC (Chicago IL)

IL

09/05/2023 - 02/16/2024

MORGAN STANLEY (Chicago IL)

IL

07/01/2023 - 09/05/2023

E*TRADE SECURITIES LLC (CHICAGO IL)

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Licenses & Designations

BC

Issued 09/09/2023

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 07/01/2023

Series 7TO - General Securities Representative Examination

BC

Issued 07/07/2020

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Syed A Altaf.
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