Unclaimed
Syed Altaf is a financial professional with experience in the securities industry. Syed is currently registered with Robinhood Financial, LLC and has been active in the industry since July 2020. Syed has passed the Series 7TO, Series 63 and SIE exams. Syed is registered in all 50 states and the District of Columbia. Syed's previous employers include MORGAN STANLEY and E*TRADE SECURITIES LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
IL
03/01/2024 - Present
Robinhood Financial, LLC (Chicago IL)
IL
09/05/2023 - 02/16/2024
MORGAN STANLEY (Chicago IL)
IL
07/01/2023 - 09/05/2023
E*TRADE SECURITIES LLC (CHICAGO IL)
BC
Issued 09/09/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/01/2023
Series 7TO - General Securities Representative Examination
BC
Issued 07/07/2020
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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