Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sydney? Claim Your ProfileSydney Walker is a financial advisor at Stifel, Nicolaus & Company, Inc. located in SANTA BARBARA, CA. Sydney has been in the industry since 1998 and has experience working with individuals, corporations, and high-net-worth clients. Sydney is a CERTIFIED FINANCIAL PLANNER™ professional. Sydney offers financial planning, portfolio management, educational seminars, and other investment advisory services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
05/17/2023 - Present
Stifel, Nicolaus & Company, Inc. (SANTA BARBARA CA)
CA
07/29/2009 - 05/27/2016
WEDBUSH SECURITIES INC. (SANTA BARBARA CA)
CA
01/01/2008 - 07/23/2009
WELLS FARGO ADVISORS, LLC (SANTA BARBARA CA)
CA
04/18/2001 - 01/03/2008
A. G. EDWARDS & SONS, INC. (SANTA BARBARA CA)
IN
08/28/1998 - 10/13/2000
LINCOLN FINANCIAL ADVISORS CORPORATION (FORT WAYNE IN)
IN
08/28/1998 - 10/13/2000
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (FORT WAYNE IN)
TX
02/12/1998 - 05/22/1998
CHARLES SCHWAB & CO., INC. (WESTLAKE TX)
BOTH
Issued 05/27/2014
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/23/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/21/2011
Series 31 - Futures Managed Funds Examination
BC
Issued 01/26/1998
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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