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Sydney Patterson

UBS Securities LLC

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About Sydney Patterson

Sydney Patterson is a financial advisor who is currently registered with UBS Securities LLC. Sydney has been in the industry for a short time. Sydney is registered in New York. Sydney's registrations include Series 66, Series 79TO, Series 7TO and SIE. Sydney was previously employed at EQUITABLE ADVISORS, LLC.

Firm Information

Sydney Patterson is currently registered with UBS Securities LLC. UBS Securities LLC is a Limited Liability Company formed on June 29, 1998. The firm is registered with the SEC and in all 50 states, as well as in Puerto Rico. UBS Securities LLC has been involved in 307 regulatory events, 5 civil events, and 3 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

507

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Sydney Patterson’s Registration & Firm History

NY

02/05/2024 - Present

UBS Securities LLC (New York NY)

FL

10/16/2023 - 11/27/2023

EQUITABLE ADVISORS, LLC (ORLANDO FL)

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Licenses & Designations

BOTH

Issued 11/18/2023

Series 66 - Uniform Combined State Law Examination

BC

Issued 03/12/2024

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/16/2023

Series 7TO - General Securities Representative Examination

BC

Issued 05/30/2023

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

L

Long-Term Stock Exchange, Inc.

M

MEMX LLC

M

MIAX Emerald, LLC

M

MIAX PEARL, LLC

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq MRX, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Sydney Patterson.
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