Unclaimed
Sydney Falco is a financial advisor located in Scottsdale, Arizona. Sydney has been in the financial services industry since October 12, 2019. Sydney is currently registered with Raymond James Financial Services, Inc. and is licensed in Arizona. Sydney has passed the Series 63, Series 7TO, Series 9, Series 10, and SIE exams. Sydney was previously registered with VANGUARD MARKETING CORPORATION.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
AZ
08/09/2021 - Present
Raymond James Financial Services, Inc. (Scottsdale AZ)
AZ
10/11/2019 - 08/06/2021
VANGUARD MARKETING CORPORATION (SCOTTSDALE AZ)
BC
Issued 10/21/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/15/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 07/20/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/11/2019
Series 7TO - General Securities Representative Examination
BC
Issued 07/12/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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