Unclaimed
Sydney Lara Rosa is a registered representative with Equitable Distributors, LLC. Sydney has been in the financial services industry since August 29, 2019. Sydney holds the Series 63, Series 6TO and SIE licenses. Sydney is licensed in Alaska, California, Colorado, Florida, Georgia, Maryland, Montana, New Jersey, New Mexico, New York, Oregon, Pennsylvania, Texas, Virginia, Washington, West Virginia, and Wisconsin.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NC
08/30/2019 - Present
Equitable Distributors, LLC (Charlotte NC)
BC
Issued 09/27/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/30/2019
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 08/01/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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