Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sydney? Claim Your ProfileSydney McGinnis is a registered representative with Ares Management Capital Markets LLC. Sydney has been in the securities industry since August 12, 2012. Sydney is a licensed securities professional with Series 7, Series 24, Series 63 and SIE licenses. Sydney holds registrations in all 50 states, the District of Columbia, and Puerto Rico. Sydney was previously employed at Black Creek Capital Markets, LLC, Deutsche Bank Securities Inc., and Nomura Securities International, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CO
07/14/2021 - Present
Ares Management Capital Markets LLC (Denver CO)
CO
05/10/2018 - 07/19/2021
BLACK CREEK CAPITAL MARKETS, LLC (DENVER CO)
NY
06/18/2014 - 05/03/2018
DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)
NY
08/07/2012 - 06/27/2014
NOMURA SECURITIES INTERNATIONAL, INC. (NEW YORK NY)
BC
Issued 08/09/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/15/2023
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/06/2012
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Sydney McGinnis is the right advisor for you? Invested Better is here to help.
