Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Sydney? Claim Your ProfileSydney Viehman is an active financial advisor with Merrill Lynch, Pierce, Fenner & Smith Inc. Sydney holds the Series 3, 7, 9, 10, 63 and 66 securities licenses. Sydney has been in the securities industry since June 1998. Prior to working with Merrill Lynch, Pierce, Fenner & Smith Inc., Sydney worked at DEUTSCHE BANK SECURITIES INC, Morgan Stanley & Co. Incorporated and CHASE SECURITIES INC. Sydney has experience working with individuals, high-net-worth individuals, corporations, pension and profit sharing plans, charitable organizations, insurance companies and state or municipal government entities. Sydney has access to and the ability to provide advisory services for performance measurement reports, allocation modeling, IPS, research reports and services, selection of other advisers and portfolio management for businesses and individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
IL
05/05/2020 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (CHICAGO IL)
IL
10/06/2009 - 12/31/2019
DEUTSCHE BANK SECURITIES INC. (CHICAGO IL)
NY
06/05/2001 - 10/07/2009
MORGAN STANLEY & CO. INCORPORATED (NEW YORK NY)
NY
06/05/1998 - 06/18/1999
CHASE SECURITIES INC. (NEW YORK NY)
BOTH
Issued 05/01/2020
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/05/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/30/2008
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 05/30/2008
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/25/2019
Series 3 - National Commodity Futures Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/03/1998
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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