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Sydney E Ball

Kestra Investment Services, LLC

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About Sydney E Ball

Sydney Ball is a financial advisor with Kestra Investment Services, LLC. Sydney has been in the industry since April 2021 and is licensed to sell securities in Tennessee. Sydney holds the Series 63, Series 6TO, and SIE licenses.

Firm Information

Sydney Ball is currently registered with Kestra Investment Services, LLC. Kestra Investment Services, LLC is a Limited Liability Company formed in September 2014 and is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. The firm has been involved in 14 regulatory events and 2 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

302

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Sydney Ball’s Registration & Firm History

TN

04/29/2021 - Present

Kestra Investment Services, LLC (Franklin TN)

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Licenses & Designations

BC

Issued 07/21/2022

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 04/29/2021

Series 6TO - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 03/29/2021

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Sydney E Ball.
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