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Swinton Albert Griffith

Truist Securities, Inc.

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About Swinton Albert Griffith

Swinton Griffith is a registered representative of Truist Securities, Inc. Swinton is active in the broker-dealer space, holding registrations in 52 states. Swinton has been in the industry since March 19, 2014. Swinton passed the General Securities Representative Examination (Series 7), the Securities Industry Essentials Examination (SIE) and the Uniform Securities Agent State Law Examination (Series 63). Swinton is currently located in Atlanta, Georgia.

Firm Information

Swinton Griffith is currently registered with Truist Securities, Inc.. Truist Securities, Inc. is a Corporation formed in July 1972. The firm is registered with the SEC and in all 50 states, as well as in the District of Columbia, Puerto Rico, and the U.S. Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

309

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Swinton Griffith’s Registration & Firm History

GA

03/20/2014 - Present

Truist Securities, Inc. (ATLANTA GA)

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Licenses & Designations

BC

Issued 03/01/2014

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/20/2014

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Swinton Albert Griffith.
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