Unclaimed
Swinton Griffith is a registered representative of Truist Securities, Inc. Swinton is active in the broker-dealer space, holding registrations in 52 states. Swinton has been in the industry since March 19, 2014. Swinton passed the General Securities Representative Examination (Series 7), the Securities Industry Essentials Examination (SIE) and the Uniform Securities Agent State Law Examination (Series 63). Swinton is currently located in Atlanta, Georgia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
GA
03/20/2014 - Present
Truist Securities, Inc. (ATLANTA GA)
BC
Issued 03/01/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/20/2014
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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