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Swen Harrington

United Brokerage Services, Inc.

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About Swen Harrington

Swen Harrington is a financial professional with over a decade of experience in the industry. Swen has a strong background in securities and investments, having previously worked for prominent firms like Goldman Sachs & Co. LLC and Pruco Securities, LLC. Currently, Swen is registered with United Brokerage Services, Inc. in Charleston, South Carolina. Swen offers portfolio management services for both individuals and businesses, as well as selection of other advisors. Swen's specializations include fixed income, equities and mutual funds.

Firm Information

Swen Harrington is currently registered with United Brokerage Services, Inc.. United Brokerage Services, Inc. is a corporation formed in 1995 and headquartered in Parkersburg, West Virginia. The firm is registered with the SEC and in 46 states. They offer a variety of advisory services including portfolio management for individuals and businesses, and selection of other advisers. They also participate in wrap fee programs. The firm has over 249 million in regulatory assets under management for 790 accounts. They primarily serve high-net-worth individuals and individuals other than high-net-worth.
United Brokerage Services, Inc.

514 MARKET STREET

PARKERSBURG, WV 26101

$249.75M

Assets Under Management

1,751

Total Clients

64

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Swen Harrington’s Registration & Firm History

SC

01/09/2024 - Present

United Brokerage Services, Inc. (Charleston SC)

DC

11/04/2014 - 12/20/2023

GOLDMAN SACHS & CO. LLC (WASHINGTON DC)

MD

07/12/2012 - 09/18/2014

PROFUNDS DISTRIBUTORS, INC. (BETHESDA MD)

NY

04/06/2010 - 06/18/2012

LAIDLAW & COMPANY (UK) LTD. (NEW YORK NY)

SC

09/17/2009 - 02/26/2010

PRUCO SECURITIES, LLC. (MT. PLEASANT SC)

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Licenses & Designations

BC

Issued 09/26/2009

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 02/26/2021

Series 3 - National Commodity Futures Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/03/2010

Series 7 - General Securities Representative Examination

BC

Issued 09/16/2009

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Swen Harrington.
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