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Swee Tee Tan

Transamerica Financial Advisors, Inc.

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About Swee Tee Tan

Swee Tan is a financial advisor at Transamerica Financial Advisors, Inc., an investment firm that manages over $1 billion in assets. Swee specializes in providing investment advice and financial planning to individuals and businesses. Swee has been in the financial services industry since 2000 and is a registered representative in multiple states. Swee holds the Series 6, Series 63 and SIE licenses. Swee has worked at several other firms in the past, including Lincoln Investment and Ameritas Investment Corp.

Firm Information

Swee Tan is currently registered with Transamerica Financial Advisors, Inc.. Transamerica Financial Advisors, Inc. is a registered investment advisor with over 1,100 investment advisor representatives, managing $1 billion to $10 billion in client assets. The firm offers a range of services, including portfolio management for individuals, selection of other advisors, and wrap fee program participation. It has been in business since 1984 and is headquartered in St. Petersburg, FL. The firm serves a diverse clientele, including individuals, high-net-worth individuals, pension plans, corporations, charitable organizations, and other institutions.
Transamerica Financial Advisors, Inc.

570 CARILLON PARKWAY

ST PETERSBURG, FL 33716-1202

$1.62B

Assets Under Management

Not reported

Total Clients

2,487

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Swee Tan’s Registration & Firm History

MN

01/24/2018 - Present

Transamerica Financial Advisors, Inc. (Roseville MN)

MN

01/03/2017 - 01/18/2018

LINCOLN INVESTMENT (Eagan MN)

MN

07/05/2016 - 01/03/2017

LEGEND EQUITIES CORPORATION (Eagan MN)

MN

08/17/2011 - 07/25/2016

AMERITAS INVESTMENT CORP. (EAGAN MN)

MN

11/29/2007 - 08/09/2011

SCF SECURITIES, INC. (EAGAN MN)

MN

10/15/2003 - 11/20/2007

CONTEMPORARY FINANCIAL SOLUTIONS, INC. (EAGAN MN)

GA

04/12/2002 - 10/24/2003

WORLD GROUP SECURITIES, INC. (DULUTH GA)

GA

11/16/2000 - 04/12/2002

WMA SECURITIES, INC. (DULUTH GA)

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Licenses & Designations

BC

Issued 10/02/2000

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/15/2000

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Swee Tee Tan.
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