Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Swati? Claim Your ProfileSwati Rao is a financial professional with over 10 years of experience in the industry. She is currently registered with Moelis & Co. LLC. Swati has passed several industry exams, including the Series 7, Series 79, Series 24, and SIE. Swati's primary registration is with FINRA.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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CA
10/25/2011 - Present
Moelis & Co. LLC (SAN FRANCISCO CA)
BC
Issued 05/07/2018
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/19/2013
Series 7 - General Securities Representative Examination
BC
Issued 10/24/2011
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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