Unclaimed
Swarnambal Peteete is a financial advisor registered with Empower Financial Services, Inc. Swarnambal has been in the industry since May 2017. Swarnambal holds a Series 6 and Series 63 securities license. Swarnambal is registered with the state of Kansas and 51 other states. Swarnambal was previously employed by W&S Brokerage Services, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
KS
10/10/2018 - Present
Empower Financial Services, Inc. (OVERLAND PARK KS)
KS
02/07/2017 - 07/11/2018
W&S BROKERAGE SERVICES, INC. (Overland Park KS)
BC
Issued 02/28/2017
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/11/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/07/2017
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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