Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Swan-gyaw? Claim Your ProfileSwan-gyaw Chang is a licensed securities professional with over 10 years of experience in the financial services industry. Swan-gyaw Chang is currently registered with Icapital Markets LLC. Swan-gyaw Chang has previously worked with ICAPITAL SECURITIES, LLC, ALTEGRIS INVESTMENTS, LLC, and ARTIVEST BROKERAGE LLC. Swan-gyaw Chang holds Series 66, Series 63, Series 27, Series 24, Series 99TO, SIE, and Series 7 licenses and is registered in New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
07/22/2022 - Present
Icapital Markets LLC (NEW YORK NY)
NY
11/22/2021 - 11/30/2023
ICAPITAL SECURITIES, LLC (NEW YORK NY)
NY
10/13/2018 - 08/30/2020
ALTEGRIS INVESTMENTS, LLC (New York NY)
NY
01/14/2015 - 09/28/2018
ARTIVEST BROKERAGE LLC (NEW YORK NY)
BOTH
Issued 02/23/2015
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/12/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/08/2016
Series 27 - Financial and Operations Principal Examination
BC
Issued 10/20/2014
Series 24 - General Securities Principal Examination
BC
Issued 05/14/2024
Series 99TO - Operations Professional Examination
BC
Issued 09/28/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/13/2014
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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