Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Swagato? Claim Your ProfileSwagato Acharjee is a financial professional with over a decade of experience in the industry. Swagato is currently registered with BMO Capital Markets Corp. and Clearpool Execution Services, LLC. In addition to his current roles, Swagato has held positions at several other firms, including Citigroup Global Markets Inc., RBC Capital Markets, LLC, Walleye Trading LLC, Natixis Securities Americas LLC, and Merrill Lynch, Pierce, Fenner & Smith Incorporated.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Provision of securities trading ideas and research
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fees for securities trading ideas and research
1
2
NY
05/23/2023 - Present
BMO Capital Markets Corp. (New York NY)
NY
06/25/2020 - 05/05/2023
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NY
07/20/2017 - 05/22/2020
RBC CAPITAL MARKETS, LLC (NEW YORK NY)
MN
05/21/2015 - 04/05/2017
WALLEYE TRADING LLC (PLYMOUTH MN)
NY
04/04/2012 - 06/11/2014
NATIXIS SECURITIES AMERICAS LLC (NEW YORK NY)
NY
11/23/2009 - 06/01/2011
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BC
Issued 08/03/2017
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/13/2012
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 11/19/2009
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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