Unclaimed
Svetlana Gerber is a registered representative with Guggenheim Securities, LLC. Svetlana Gerber is licensed to sell securities in New York. Svetlana Gerber has passed the Series 63, Series 65, Series 79TO and SIE exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
09/09/2019 - Present
Guggenheim Securities, LLC (NEW YORK NY)
BC
Issued 09/12/2019
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 06/08/2013
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/09/2019
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 05/17/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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