Unclaimed
Sven Pfeiffer is a financial professional with over 17 years of experience in the industry. Sven is currently registered with PJT Partners LP and holds Series 7, 24, 63, and 79TO licenses. Sven has previously worked at Lazard Frères & Co. LLC and Merrill Lynch, Pierce, Fenner & Smith Incorporated.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
12/06/2022 - Present
PJT Partners LP (NEW YORK NY)
NY
09/10/2007 - 07/21/2022
LAZARD FRERES & CO. LLC (NEW YORK NY)
NY
10/18/2005 - 09/11/2007
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BC
Issued 10/07/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/20/2016
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/17/2005
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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