Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Suzy? Claim Your ProfileSuzy Zeng is a registered investment advisor representative with Merrill Lynch, Pierce, Fenner & Smith Inc. Suzy has been in the industry since September 2018. Suzy holds Series 6, Series 7TO, Series 63, and Series 65 licenses. Suzy works in the Rolling Hills Estates, CA branch office of Merrill Lynch. Suzy has a variety of experience in the financial industry, including roles at Transamerica Financial Advisors, Inc., World Financial Group, IA., and Beenest LCC. Suzy has a background in the food and nutrition industry and has worked for companies like WhiteWave Foods Company and Z-Choice International LLC. Suzy is also an active member of the community and serves on the board of the La Cresta Pointe Home Association.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CA
11/11/2024 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (ROLLING HILLS ESTATES CA)
IA
Issued 11/26/2018
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/31/2018
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/12/2024
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/24/2018
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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