Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Suzie? Claim Your ProfileSuzie Sawyer is a financial advisor with Stifel Independent Advisors, LLC based in Gulfport, MS. Suzie has been working in the financial industry since 1991 and holds Series 7, 8, 9, 10, 63, and 65 licenses. Suzie is registered with FINRA and has experience at several firms, including Merrill Lynch, Pierce, Fenner & Smith Incorporated, PaineWebber Incorporated, and J.C. Bradford & Co. Suzie is also a FINRRA Dispute Resolution Arbitrator and serves as the Finance Committee Chairperson for St. John the Evangelist Catholic Church.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MS
10/22/2009 - Present
Stifel Independent Advisors, LLC (GULFPORT MS)
MS
05/16/2002 - 03/06/2006
STIFEL, NICOLAUS & COMPANY, INCORPORATED (GULFPORT MS)
NY
05/12/2000 - 05/22/2002
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
MO
12/21/1993 - 06/09/2000
STIFEL, NICOLAUS & COMPANY, INCORPORATED (ST. LOUIS MO)
NY
05/07/1992 - 02/23/1994
NORDBERG CAPITAL INC. (NEW YORK NY)
NJ
03/15/1993 - 01/06/1994
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
NY
08/24/1990 - 07/30/1991
J.C. BRADFORD & CO. (NEW YORK NY)
IA
Issued 05/11/2006
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/29/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 04/20/1994
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/22/1990
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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