Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Suzette? Claim Your ProfileSuzette Tejeda is a financial advisor with over 20 years of experience in the industry. Suzette is currently registered with Merrill Lynch, Pierce, Fenner & Smith Incorporated and has previously worked with a number of other firms including LPL Financial LLC, BBVA Securities Inc. and Wells Fargo Advisors, LLC. Suzette holds Series 7, Series 63, and Series 66 licenses. Suzette is registered with the Securities and Exchange Commission (SEC) and has been a registered investment advisor representative since 2019.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
TX
04/08/2019 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (HOUSTON TX)
TX
06/24/2016 - 05/03/2019
LPL FINANCIAL LLC (HOUSTON TX)
TX
01/24/2014 - 06/27/2016
BBVA SECURITIES INC. (HOUSTON TX)
TX
08/23/2010 - 01/15/2014
WELLS FARGO ADVISORS, LLC (HOUSTON TX)
TX
07/13/2007 - 05/21/2010
RBC CAPITAL MARKETS CORPORATION (HOUSTON TX)
TX
05/25/2006 - 07/11/2007
SOUTHWEST SECURITIES, INC. (HOUSTON TX)
NY
10/22/2002 - 06/11/2004
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NY
06/29/2000 - 04/23/2002
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
TX
03/12/1998 - 07/26/2000
UNITED AMERICAN INTERNATIONAL, INC. (HOUSTON TX)
NY
02/19/1997 - 03/09/1998
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BOTH
Issued 11/6/2010
Series 66 - Uniform Combined State Law Examination
BC
Issued 7/11/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 2/18/1997
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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