Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Suzette? Claim Your ProfileSuzette Michelle Clark is a financial professional with over two decades of experience in the industry. Suzette is currently registered with Lockton Investment Securities, LLC and has a broad range of experience. Suzette has previously held positions with NFP Securities, Inc., NYLIFE Distributors LLC, and Northwestern Mutual Investment Services, LLC. Suzette holds a variety of licenses and certifications, including the Series 7, 6, 63, 26 and SIE examinations. Suzette is also registered to conduct business in 52 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
MO
04/16/2010 - Present
Lockton Investment Securities, LLC (KANSAS CITY MO)
MO
04/01/2008 - 04/19/2010
NFP SECURITIES, INC. (KANSAS CITY MO)
KS
08/31/2000 - 03/20/2006
NYLIFE DISTRIBUTORS LLC (LEAWOOD KS)
WI
10/07/1999 - 01/08/2000
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (MILWAUKEE WI)
BC
Issued 09/24/2009
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/21/2011
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 08/23/2022
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/06/1999
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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