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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Suzette? Claim Your ProfileSuzette Marie Rothberg is a financial advisor with Northwest Asset Management. Suzette has been in the financial services industry for over 30 years. Suzette has experience working with a variety of clients including high-net-worth individuals, individuals other than high-net-worth, charitable organizations and pension and profit sharing plans. Suzette also provides financial planning services and educational seminars. Suzette is registered with the state of California, Minnesota and Washington. Suzette holds the following licenses: Series 6, Series 7, Series 26, Series 63 and Series 65. Suzette also holds the Certified Financial Planner designation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Personalized portfolio management to meet individual financial objectives.
Tax preparation
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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MN
06/15/2021 - Present
Northwest Asset Management (DELANO MN)
MN
09/22/2015 - 04/21/2017
SECURITIES AMERICA, INC. (LAKE ELMO MN)
CA
08/22/2006 - 09/09/2015
AMERICAN FUNDS DISTRIBUTORS, INC. (LOS ANGELES CA)
IL
03/14/1997 - 08/08/2006
VAN KAMPEN FUNDS INC. (OAKBROOK TERRACE IL)
MN
08/07/1996 - 02/18/1997
NORWEST INVESTMENT SERVICES, INC. (MINNEAPOLIS MN)
TX
07/10/1995 - 07/19/1996
VAN KAMPEN AMERICAN CAPITAL DISTRIBUTORS, INC. (HOUSTON TX)
WI
10/25/1989 - 06/23/1995
INVEST FINANCIAL CORPORATION (APPLETON WI)
IA
Issued 12/29/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/08/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/25/2006
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 04/21/2017
SIE - Securities Industry Essentials Examination
BC
Issued 02/26/1996
Series 7 - General Securities Representative Examination
BC
Issued 10/19/1989
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
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