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Suzette Julia Druzik

Oppenheimer & Co. Inc.

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About Suzette Julia Druzik

Suzette Julia Druzik is a registered representative with Oppenheimer & Co. Inc., having joined the firm in January 2003. Suzette has been in the financial services industry since July 1978. Suzette is licensed to conduct business in several states, including California, Colorado, Connecticut, Delaware, District of Columbia, Florida, Georgia, Idaho, Illinois, Louisiana, Maine, Maryland, Massachusetts, Missouri, Nebraska, Nevada, New Jersey, New York, North Carolina, Ohio, Pennsylvania, South Carolina, Tennessee, Texas, Virginia, and Wisconsin. Suzette also holds the Series 63, Series 7, and SIE licenses. Prior to working at Oppenheimer & Co. Inc., Suzette worked at CIBC WORLD MARKETS CORP., Oppenheimer & Co., Inc., TUCKER, ANTHONY & R. L. DAY, INC., Oppenheimer & Co., Inc., SHEARSON/AMERICAN EXPRESS INC., THOMSON MCKINNON SECURITIES INC., and BALOGH SECURITIES, INC..

Firm Information

Suzette Druzik is currently registered with Oppenheimer & Co. Inc.. Oppenheimer & Co. Inc. is a corporation formed in December 1954 and headquartered in New York City. The firm provides a range of advisory services, including financial planning, pension consulting, selection of other advisors, portfolio management for businesses, individuals, and pooled investment vehicles. Oppenheimer & Co. Inc. manages approximately $1 billion to $10 billion in assets for a diverse clientele, including individuals, corporations, institutions, and government entities. The firm is registered with the SEC and in all 50 states.
Oppenheimer & Co. Inc.

85 BROAD STREET

NEW YORK, NY 10004

$27.45B

Assets Under Management

Not reported

Total Clients

1,429

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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commissions

Earned based on transactions or products sold.

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percentage of assets

A percentage of the total value of assets under management is charged.

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performance-based fees

Fees calculated based on the performance of your investments relative to a benchmark.

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Suzette Druzik’s Registration & Firm History

FL

01/03/2003 - Present

Oppenheimer & Co. Inc. (FORT LAUDERDALE FL)

NY

04/24/1986 - 01/03/2003

CIBC WORLD MARKETS CORP. (NEW YORK NY)

NA

04/03/1988 - 04/18/1995

OPPENHEIMER & CO., INC.

NA

02/25/1985 - 04/30/1986

TUCKER, ANTHONY & R. L. DAY, INC.

NA

11/14/1983 - 01/18/1985

OPPENHEIMER & CO., INC.

NA

01/16/1979 - 03/21/1983

SHEARSON/AMERICAN EXPRESS INC.

NA

11/25/1977 - 01/21/1979

THOMSON MCKINNON SECURITIES INC.

NA

10/03/1977 - 11/21/1977

BALOGH SECURITIES, INC.

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Licenses & Designations

BC

Issued 10/25/1993

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/17/1977

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe Exchange, Inc.

F

FINRA

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

Nasdaq ISE, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Suzette Julia Druzik.
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