Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Suzette? Claim Your ProfileSuzette B. De la torre is an Investment Advisor Representative associated with Wealthpenn.comllc. Suzette De la torre has been in the financial services industry since October 14, 1991. Previously, Suzette De la torre was registered with Wells Fargo Clearing Services, LLC, Wells Fargo Investments, LLC, UBS International Inc., Banc of America Investment Services, Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, Norwest Investment Services, Inc., Banc One Securities Corporation, Banc One Arizona Investment Services Corporation, and Prudential Securities Incorporated. Suzette De la torre is currently registered in Arizona and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
TX
08/02/2021 - Present
Wealthpenn.comllc (Houston TX)
AZ
01/03/2011 - 08/13/2021
WELLS FARGO CLEARING SERVICES, LLC (DOUGLAS AZ)
AZ
04/29/2009 - 01/03/2011
WELLS FARGO INVESTMENTS, LLC (TUCSON AZ)
AZ
09/01/2006 - 03/26/2009
UBS INTERNATIONAL INC. (PHOENIX AZ)
AZ
07/14/2000 - 09/05/2006
BANC OF AMERICA INVESTMENT SERVICES, INC. (TUCSON AZ)
NY
08/10/1998 - 07/07/2000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
MN
06/09/1997 - 08/10/1998
NORWEST INVESTMENT SERVICES, INC. (MINNEAPOLIS MN)
IL
01/01/1996 - 06/09/1997
BANC ONE SECURITIES CORPORATION (CHICAGO IL)
NA
05/27/1992 - 01/01/1996
BANC ONE ARIZONA INVESTMENT SERVICES CORPORATION
NY
08/30/1991 - 05/19/1992
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
IA
Issued 2/27/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/15/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 7/1/1992
Series 24 - General Securities Principal Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 8/28/1991
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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