Unclaimed
Suzette Barbara Fleischer is an active advisor with Oppenheimer & Co. Inc. Suzette has been in the securities industry since December 1996. Suzette holds a Series 7, Series 10, Series 9, Series 4 and Series 63 license and is registered in New York. Suzette has previously worked with JOSEPH STEVENS & COMPANY, INC., WACHOVIA SECURITIES, LLC, SALOMON SMITH BARNEY INC. and LEHMAN BROTHERS INC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
NY
08/19/2009 - Present
Oppenheimer & Co. Inc. (NEW YORK NY)
NY
11/22/2004 - 05/01/2008
JOSEPH STEVENS & COMPANY, INC. (NEW YORK NY)
MO
10/27/2003 - 11/23/2004
WACHOVIA SECURITIES, LLC (ST. LOUIS MO)
NY
11/20/2001 - 10/29/2003
JOSEPH STEVENS & COMPANY, INC. (BROOKLYN NY)
NY
01/19/2001 - 11/08/2001
SALOMON SMITH BARNEY INC. (NEW YORK NY)
NY
12/07/2000 - 03/19/2001
CARLIN EQUITIES CORP. (NEW YORK NY)
NY
09/19/1996 - 10/19/2000
SALOMON SMITH BARNEY INC. (NEW YORK NY)
NJ
12/13/1995 - 06/19/1996
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
NY
01/06/1994 - 09/21/1994
LEHMAN BROTHERS INC. (NEW YORK NY)
BC
Issued 12/16/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/03/2005
Series 4 - Registered Options Principal Examination
BC
Issued 01/23/1996
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/05/1994
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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