Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Suzanne? Claim Your ProfileSuzanne Wong is an investment advisor representative associated with Citigroup Global Markets Inc. Suzanne has been in the industry since May 13, 1998 and has been registered with Citigroup Global Markets Inc. since May 5, 2017. Suzanne has held prior positions with firms including Wells Fargo Advisors, LLC, Morgan Stanley, UBS Financial Services Inc., and Charles Schwab & Co., Inc. Suzanne is registered to provide investment advice in all states. Suzanne holds Series 63 and Series 65 licenses as well as Series 7, Series 9, Series 10, and SIE licenses. Suzanne is also licensed to provide investment advice to individuals, businesses, pension and profit sharing plans, corporations, charitable organizations, and state or municipal government entities.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CA
05/05/2017 - Present
Citigroup Global Markets Inc. (San Francisco CA)
CA
01/19/2016 - 07/19/2016
WELLS FARGO ADVISORS, LLC (SAN FRANCISCO CA)
CA
11/09/2015 - 01/13/2016
MORGAN STANLEY (WALNUT CREEK CA)
CA
06/22/2015 - 11/11/2015
UBS FINANCIAL SERVICES INC. (WALNUT CREEK CA)
CA
06/09/2014 - 06/05/2015
CITIGROUP GLOBAL MARKETS INC. (SAN FRANCISCO CA)
CA
10/13/1997 - 06/10/2014
CHARLES SCHWAB & CO., INC. (SAN FRANCISCO CA)
IA
Issued 09/23/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/14/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/30/2005
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 03/31/2005
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/10/1997
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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