Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Suzanne? Claim Your ProfileSuzanne Winona Berringer is a registered Investment Advisor Representative with Hightower Advisors, LLC. Suzanne has over 25 years of experience in the financial services industry. Her career began in 1996 at Prudential Securities Incorporated. Since then, she has held positions with A. G. Edwards & Sons, Inc., Morgan Stanley DW Inc., Morgan Stanley & Co. Incorporated, and Morgan Stanley Smith Barney. Suzanne is licensed to provide investment advisory services in multiple states, including Virginia, Maryland, and California. She holds the Series 7, Series 31, Series 63, and Series 65 licenses. Suzanne is a member of the Financial Industry Regulatory Authority (FINRA).
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Treasury management for corporate clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Retainer or service fees or some combination of 1, 2, 4, 5 & 7
1
2
VA
07/08/2011 - Present
Hightower Advisors, LLC (VIENNA VA)
VA
06/01/2009 - 07/25/2011
MORGAN STANLEY SMITH BARNEY (VIENNA VA)
VA
04/02/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (VIENNA VA)
VA
08/23/2006 - 04/02/2007
MORGAN STANLEY DW INC. (VIENNA VA)
MD
09/20/2004 - 08/16/2006
CITIGROUP GLOBAL MARKETS INC. (BETHESDA MD)
NY
03/24/2000 - 09/21/2004
MORGAN STANLEY DW INC. (PURCHASE NY)
MO
03/25/1997 - 03/25/2000
A. G. EDWARDS & SONS, INC. (ST. LOUIS MO)
NY
06/03/1996 - 03/12/1997
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
IA
Issued 05/06/2004
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/31/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/28/2003
Series 31 - Futures Managed Funds Examination
BC
Issued 05/31/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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